Title: Establishment and Implementation of Regulations and Policies on Drug Registration and Impacts on the Pharmaceutical Industry of China
1 Establishment and Implementation of Regulations
and Policies on Drug Registration and Impacts on
the Pharmaceutical Industry of China
- ZHANG WEI
- Director General, Department of Drug Registration
- May 17, 2010, Beijing
- 2nd DIA China Annual Meeting
2Overview
- Progress on the Laws and Regulations concerning
Drug Registration in 2009 - Major Measures adopted on Drug Registration in
2009 - Statistics on Chinas Pharmaceutical Industry in
2009 - Approval on Drug Registration in 2009
- International Exchanges on Drug Registration in
2009 - Progress on Anti-Counterfeiting Drugs in 2009
3Progress on Laws and Regulations concerning Drug
Registration
4Laws and Regulations on Drug Registration
- ?Drug Administration
- ?Drug Registration
- ?Technical Guidelines on Drug Research
5Laws and Regulations on Drug Administration
laws
Laws and Regulations on drug administration
Administrative regulations
SFDA decrees
Normative documents
Technical Guidelines on Drug Research
6Laws and Regulationson Drug Registration
7Laws and Regulations on Drug Registration
- Other Normative Documents
- ?Guidelines on Protection over TCM Products
(2009) - ?Requirements on Biological Products
- ?Requirements on File Management of APIs and
Excipients (will be implemented in 2010) - ?Provisions on Hospital Preparations (Interim)
8Laws and Regulations on Drug Registration
Provisions on Drug Standards are being drafted
and will be implemented in 2010.
9Provisions on Drug Registration15 Chapters and
177 Articles
10Four Versions ? Provisions on New Drug Approval,
implemented on May 1, 1999 ? Provisions on Drug
Registration (interim), implemented on December
1, 2002 ? Provisions on Drug Registration,
implemented on May 1, 2005 ? Provisions on Drug
Registration, implemented on October 1, 2007.
Provisions on Drug Registration
11Supplementary Documents for the Newly Revised
Provisions on Drug Registration
- Supplementary Requirements on Registration of
TCMs (22 Articles) - Requirements on On-Site Inspection for Drug
Registration (6 chapters and 55 articles) - Requirements on Special Review and Approval for
Drug Registration (22 Articles) - Requirements on Registration of Technical
Transfer of Drugs (4 chapters and 26 articles)
12? Improve laws and regulations on drug
registration? Provide details related to core
content of Provisions on Drug Registration?
Enhance practicability of the Provisions ?
Combine supervision and service
Supplementary Documents for the Newly Revised
Provisions on Drug Registration
13Requirements on Special Review for Drug
Registration
14Foundation
- Forty-fifth article of Provisions on Drug
Registration - specific requirements on special review shall
be drafted independently
15General Principles and Objectives
-
- Early intervention, prioritized review,
multi-channel communication, and real-time
information updating -
- Strike a balance between promoting innovation
and controlling risks - Encourage and support the development of new drugs
16Major Content
- 1?Adopt multiple measures to promote innovation
- 2?Enhance risk control to better regulate
17Adopt multiple measures to promote innovation
- Independent channel and prioritized review
- independent filing
- independent coding
- prioritized review
- limited timeframe
18Adopt multiple measures to promote innovation
- Convenient, scientific and reasonable access
mechanism - If consistent with items 1 and 2 of the 45th
article, start the procedures when submitting
clinical application, and confirm within 5
working days - If consistent with items 3 and 4 of the 45th
article, start the procedures when submitting
production application, and organize expert
review in 20 days - If included in special review when submitting
clinical application, include directly in the
procedures when submitting production application.
19Adopt multiple measures to promote innovation
- Timely intervention, and communication mechanism
on key stages - Early communication
- time before applying for clinical trials
- contentapplication for special review,
key technical issues - Specialized communication
- timeduring technical review and during
clinical trials - content key security issues,clinical
trial plan,evaluation on phased clinical trials
20Adopt multiple measures to promote innovation
- Timely gather supplementary materials through
multiple channels - On review conferences participated by applicants
and experts - After meetings proposed by applicants
- For key security issues
- According to notices on supplementary information
- Allow changes in clinical services to improve
efficiency - Timeframe increased from 4 months (for common
application) to 8 months
21Enhance risk control to better regulate
- Make risk control plan when submitting
application, and allow market entry upon meeting
certain conditions. - Set up an exit mechanism for application for new
drug registration special review - Establish a database for application for new drug
registration special review to facilitate public
supervision
22Four Guidelines on Implementation1.Guidelines on
Materials on Independent Filing of Products
Subject to Special Review2. Guidelines on
Communication Mechanism for Products Subject to
Special Review3. Guidelines on Meeting Minutes
for Special Review4. Guidelines on Information
Release concerning Products Subject to Special
Review
23Progress of Implementation
- Twenty-eight products have entered special review
procedures, including 23 chemical drugs and 5
biological products. - Twenty-seven products are for APIs, finished
products or biological products that have never
been marketed in China or any foreign countries.
(Article 2.2) One is for a new drug that has
therapeutic advantages or there is no effective
treatment for the diseases. (article 2.3) - Other 11 products which are evaluated according
to the Requirements on Special Review and
Approval are for drugs or vaccines for the
treatment and prevention of H1N1.
24Requirements on Registration of Technical
Transfer of Drugs
25P0licy Points
26Requirements on Registration of Technical
Transfer of Drugs Key Point 1
- To Encourage the Innovation
- to encourage the combination of research and
production, to promote the commercialization of
research projects, to promote the introduction of
foreign new technology and to show the strong
commitment on the innovation.
27Requirements on Registration of Technical
Transfer of Drugs Key Point 2
- To Promote the Concentration and Saving
- to encourage the good companies to carry
out asset restructuring, to rationally allocate
the resources, to adjust the product structure,
to update the technologic capacity and to make
full use of the advantages, so as to promote the
concentration of the entire industry.
28Requirements on Registration of Technical
Transfer of Drugs Key Point 3
- To Open the Transfer Market
- on the basis of new drug technical transfer,
to enlarge the scope of transfer and allow the
technical transfer for new drug prior to the
expiry of monitoring period as well as the
transfer of manufacturing technology after the
expiry of monitoring period.
29Requirements on Registration of Technical
Transfer of Drugs Key Point 4
- To regulate the Registration
- to regulate the registration process between
the two sides of the technical transfer by
setting up criteria on the qualification,
technical standards and requirements. In the
past, there was no need to carry out technical
review and clinical validation before the
technical transfer of the new drug , now things
have been changed and the technical threshold
has been improved.
30Requirements on Registration of Technical
Transfer of Drugs Key Point 5
- To control the Risks
- to control the safety risks by three
methods, including dynamic control, static
control and procedure control. - Static Control high risk products are not
applicable for technical transfer - Dynamic Control Where high risks are newly
discovered, the technical transfer shall be
ceased. - Procedure Control where safety risks are
discovered during the process of technical
review, the technical transfer shall not be
approved.
31Requirements on Registration of Technical
Transfer of Drugs Key Point 6
- To Ensure the Quality
- with the strict technical review and the
validation research carried out by the
enterprises, the quality of the products before
and after the transfer shall be consistent.
Safety, Efficacy, and Quality Control
32Requirements on Registration of Technical
Transfer of Drugs Key Point 7
- To Save the Cost
- The companies are able to gain the license by
technical transfer, not by changing dosage forms
or applying for generic drugs. By these means,
the cost on research and development as well as
timing could be saved, the low-level redundant
production can also be reduced. The one-one
transfer may also enable us to control the total
number of drug approval licenses.
33Requirements on Registration of Technical
Transfer of Drugs Key Point 8
- To Stimulate the Market
-
- The enterprises can restructure their assets
by implementing technical transfer. The market of
pharmaceutical technology could be promoted and
the merger and cooperation could also be
encouraged.
34Technical Guidelines on Drug Research
35Technical Guidelines on Drug Research
- ? To regulate the drug research activities and to
promote the level of drug research - ? The introduction of ICH guidelines
- ? To deal with the global drug research and to
promote the mutual recognition on drug
registration as well as the standard
harmonization - ? To improve the requirements on drug safety by
considering the new problems discovered during
the daily regulation.
36Technical Guidelines on Drug Research
- ? Formally promulgated 80
- ? chemical drugs 31 (the Technical Guidelines on
Drug Carcinogenicity Study will be issued soon.) - ? TCMs 12
- ? Biological Products 26
- ? General Subjects 6
- ? General Principles 5
37Technical Guidelines on Drug Research
- ?Asking for Comments
- ?Chemical Drugs 4
- ?TCMs 1
38Technical Guidelines on Drug Research
- ?Cases
- taking the problems detected by regulation into
consideration, SFDA issued some technical
requirements and guidelines into consideration
since 2008 in order to improve the requirements
on drug safety. - ? Basic Technical Requirements on Injections
- ? Basic Technical Requirements on Multi-Compound
Bio-Chemical Injections - ? Technical Guidelines on the Research on Changes
of Marketed Chemical Drugs - ? Technical Guidelines on the Research on Changes
of Marketed TCMs.
39 Major Measures adopted on Drug Registration
40- To regulate the on-site inspection for drug
registration - To carry out the evaluation on the implementation
of GCP - To initiate the review process on drug
re-registration - To stick to the science-based evaluation and to
strengthen the control of risks - To use all kinds of methods to ensure
transparency - To rationally allocate the resources and to
improve the efficiency of technical review.
41To regulate on-site inspection for drug
registration
- In order to unify the standards and
procedures, the provincial Food and Drug
Administrations have developed the following
documents for the on-site inspection for drug
registration - implementation guidelines and working procedures
- SOPs and other requirements for inspectors
- In 31 provinces of China, we have carried out
3721 on-site inspections for drug registration,
among them, 1133 are for new drug applications,
1198 are for generic drug applications and 1390
are for the application on changes.
42To carry out the evaluation on the implementation
of GCP
- To carry out the re-check on GCP clinical
research institutes - To carry out on-site inspection on the clinical
trials of imported drugs and to evaluate the
implementation of GCP.
43To initiate the review process on drug
re-registration
- Every province has developed a work plan for
re-registration - 3028 products got re-registered throughout China.
44To stick to the science-based evaluation and to
strengthen the control of risks
- To carry out the research on the CTD of generic
chemical drugs - To develop and implement the Technical Guidelines
on Drug Carcinogenicity Study - To adopt the third party validation in order to
ensure a reliable and scientific review result - To hold the specific seminars and consultations
in order to solve the common problems during the
technical review, to unify the review standards
and to ensure the consistency of the review
result.
45To use all kinds of methods to ensure transparency
- To make almost 70 review cases public
- To have communication with the applicants by
expert consultation, consultation meeting, video
conference, teleconference, etc. - When reviewing the H1N1 vaccines, technical
review was organized in a public way. The
principles of public votes and public involvement
were introduced in order to ensure the safety and
efficacy of vaccines as well as the transparent
and opened evaluation. - To use different methods such as consultation
day, opening day, mailbox of the director general
in order to strengthen the communication with the
society, to promote the openness and transparency
of technical review and to establish a sunshine
review gradually.
46Methods Introduced in 2009 to Ensure the Openness
and Transparency of the Technical Review
Methods Amount Methods Amount
1.Public Review When reviewing the H1N1 vaccines, technical review was organized in a public way and the votes were made on the spot. 6.Video Conferences 10
2.To publicize the review cases To publicize almost 70 cases and their analysis on the website. 7.Seminars 14 seminars with 4000 participants.
3.Openning Day 11 times, 281 people. 8.Consultation Meetings (communication meetings) 80
4.Consultation Day 4000 people 9.Experts consultation 11 consultation related to 282 drugs.
5. Information release Answer 1600 questions
47To Initiate the Special Procedure and to Ensure
the Disease Prevention and Control
- In order to deal with emergencies, SFDA
issued the following documents - Notice on the Preparation of H1N1 Vaccine
Production - Work Plan on the Special Review and Approval for
H1N1 Vaccines - Work Plan on the Review and Approval of H1N1
Vaccines - Key Items on the Research and Development of H1N1
Vaccines - Notice on Strengthening the Regulation on
Research and Development of H1N1 Vaccines - Notice on the On-Site Inspection for the H1N1
Vaccine Samples for Clinical Trials. - Notice on Issuing the Approval License for H1N1
Vaccines
48To Initiate the Special Procedure and to Ensure
the Disease Prevention and Control
- To approve 10 H1N1 vaccines for marketing
- To approve the importation of Zanamavir Powders
- To approve the enlarged production and changed
manufacturing process of Phosphate Oseltamivir.
49To Promote the IT System on Drug Registration
- The NDRC approved SFDAs proposal on Phase I IT
System on Drug Regulation on September 30, 2009. - The Department of Drug Registration established
the IT system on the Insert Sheet and Labeling of
Drugs and initiated the testing program on that
system. - IT systems to be established in 2010
- IT system on the Filing of APIs and Excipients.
- IT system on the Drug Standards Management
50Data Analysis on Statistics of Drug Registration
in 2009
51Market Approval in 2009
Drug Registration Approval in 2009
Type of Medicines Concentrated Review Regular Review
Chemicals 834 548
TCMs 1474 92
Biological Products / 38
Imported Drugs / 114
Total 2308 792
Total 3100 3100
52The Drug Approvals Made in Accordance with the
Newly Revised Provisions on Drug Registration
The Drug Approvals made in accordance with the
newly revised Provisions on Drug Registration in
2009
Registration Type Approval for domestic production Approval for domestic production Approval for domestic production Approval for domestic production Approval for Importation
Registration Type New Drugs Changed Dosage Forms Generics Total Approval for Importation
Chemical Drugs 175 17 356 548 100
TCMs 72 8 12 92 1
Biological Products 38 38 38 38 13
Total 678 678 678 678 114
Total 792 792 792 792 792
53Various Categories of Domestic New Drugs approved
in 2009
Registration Type Class 1 Class 2 Class 3 Class 4 Class 5 Class 6
Chemical Drugs 13 inc 1.1, 2 1.3, 2 1.5, 6, Original Class I, 3 20 inc 2, 1 Original class II, 19 95 inc 3.1,69 3.2,18 3.3,4 3.4,2 Original Class III, 2 47 inc 4, 14 Original Class IV, 33 / /
TCMs 2 70 Inc 6, 65 Original Class VI,5
NOTE Calculated according to Number of Receiving
and Acceptence.
54Ratio of the Compounds or TCM preparations and
the Number of Receiving and Acceptance
Approvals for Chemical Drugs Approvals for Chemical Drugs Approvals for Chemical Drugs Approvals for TCMs Approvals for TCMs Approvals for TCMs
New Drugs Changed Dosage Forms Generics New Drugs Changed Dosage Forms Generics
Compounds or Prescriptions 94 16 142 72 8 12
Number of Receiving and Acceptance 175 17 356 65 8 11
Ration 11.9 11.1 12.5 11.1 11 11
This ration can show the status of repeated
application. The statistics show that the ration
of chemical compounds for new drugs and the
number of receiving and acceptance is 11.9, for
the changed dosage forms, 1 1.1, for generics,
12.5, much lower than the ration in 2008 (12.5
for new drugs and 13 for generics). While for
the approval for TCMs, it shows that there is no
repeated applications for TCMs.
55Comparative Analysis on Application Items
Rations of Different Application Items Calculated
according to the Numbers of Receiving and
Acceptance.
Approvals for Chemical Drugs Approvals for Chemical Drugs Approvals for Chemical Drugs Approval for TCMs Approval for TCMs Approval for TCMs
New Drugs Changed Dosage Forms Generics New Drugs Changed Dosage Forms Generics
Number of Receiving and Acceptance 175 17 356 72 8 12
Proportions 32 3 65 78 9 13
The Ration of New Drugs reflects the status of
drug research, review structure and tendency. The
annual statistics (calculated according to the
number of receiving and acceptance) shows that
the new chemical drugs accounts for 32 of the
total approval, while for changed dosage forms,
3, for generics, 65. For TCMs, the proportion
is 78, 9 and 13(see the form above). While for
the year 2006 and 2007, the ration of new drug is
no higher than 15 and the changed dosage forms
and generics accounts for more than 80.)
56Statistics on Receiving and Acceptance in Recent
Five Years
57Testing on the Imported Drugs
Imported Drug Testing in 2009
Categories Total Batches Tested Imported Batches Total Sum Imported(Billion US dollars) Disqualified Batches
Chemical Drugs 21451 21400 80.4 51
TCMs 2410 2393 2.4 17
Biologics 1375 1375 13.5 0
Total 25236 25168 96.4 68
In 2009, 25236 batches (9.64 US dollars) imported
drugs were tested and 25168 batches were
qualified and 68 batches were disqualified.
58Testing on Imported Drugs
Calculated according to the disqualified batches
59Testing on Imported Drugs
60Data Analysis on Drug Registration Approvals in
2009
- The numbers of applications returns to normal
- The repeated applications were reduced
- Rational application structure reached and
remained.
61Statistics on Pharmaceutical Industry in 2009
62The Rapid Development of Chinese Pharmaceutical
Industry in spite of Depression
63The Increase of Chinese Pharmaceutical Industry
in 2009
CategoryM Output(100 million RMB) Increase Ratio()
APIs 1837.5 13.7
Finished Chemical Drugs 2758.6 19.0
TCMs 1998.0 24.0
Processed Slices 511.7 28.3
Bio-chemicals 887.2 29.1
Medical Equipments and Devices 950.0 22.9
Hygiene Materials and Medicinal Products 520.7 29.0
Total 9915.9 21.4
64Opportunities for the Development of Chinese
Pharmaceutical Industry
65Policy Factors that may Affect the Pharmaceutical
Industry in 2010
- In 2009, there are many policies related to
medicines were promulgated. - In April, 2009, the new plan on medical reform
was issued - In May, the Comments on the Promotion of TCM
Industry was issued - In June, the Comments on the Promotion of
Biologic Products Industry was issued - The List of Essential Medicines and the List on
Medical Insurance. - These policies have greatly stimulated the
demand for medicines and the industry tended to
move towards the local and village level. The
concentration of the industry was encouraged and
the market became larger and larger.
66Anticipation of the Future Chinese Pharmaceutical
Industry
In 2011, China will become the third biggest
market for pharmaceuticals in the World.
- From 2009 to 2013, it is estimated that
17countries will boast the increase of total sale
of medicines, which accounts for 90 billion US
dollars and accounts for 48 of the total
increase throughout the world. While in 2009, the
proportion is 37. - The great changes on the world economy, the
development of health industry (improvement of
medical service and increased investment), and
the changed proportion between generics and
innovative drugs have led to the adjustment of
the market.
67Root causes of problems in pharmaceutical
industry have not been resolved
- Large number of small businesses and low
industrial concentration - Insufficient RD investment, low innovation
ability, low proportion of high-tech products - Gap between international and domestic quality
control systems and practices - Drug quality and safety incidents
- Lack of fair and orderly market to ensure
survival of the best - low competitiveness of low value-added exported
products
68Outstanding problems in pharmaceutical industry
- The extensive growth mode
- high input, high consumption, high
pollution, high emissions, low efficiency, low
concentration and low technological level - Export volume of 2009 was 19.2 billion USD,
of which 16.6 billion was raw materials,
accounting for 86.24 medicine, 1.2 billion and
biological durgs, 1.45 billion. - 1299 companies which produce western
medicines exported their products, including 181
foreign-fuded enterprises, accounting for 14.
However the proportion of exports accounted for
51.92
69Conclusion
- In spite of the background of financial crisis,
the pharmaceutical industry in China has
increased and the increasing rate is higher than
the common ratio of the other industry sectors. - In 2009, the strengthened legal system of drug
registration as well as other important
activities had greatly promoted the healthy
development of Chinese pharmaceutical Industry.
70 International Exchanges in 2009
71 International Cooperation Programs related to
Drug Registration in 2009
- Meeting with Senior Delegation of PHAMA and
BIO(April, 2009, Changsha) - Training on GCP Inspection with RDPAC/FDA (June
11 to 14, 2009, Beijing) - Training on GLP Inspection with RDPAC/FDA
(Sept.10 to 13, 2009, Hangzhou) - Meeting with Mr. Kasoff, Deputy Assistant
Minister of US DOC, (Sept. 2009, Beijing) - JCCT Seminar on Data Protection (Sept. 2009,
Beijing) - JCCT Seminar on Anti-Counterfeiting Drugs (Nov.
2009, Beijing) - Seminar on Generic Biologic Products with BIO
(Nov.5, 2009, Beijing) - The First DIA China Conference, (Nov. 1 to 3,
2009) - Sino-Korea-Japan Seminars on Clinical Trials
(Dec.17, 2009, Beijing) - The First Meeting of China ICH Research Group,
(Dec.2009, Beijing) - The Second Meeting of China ICH Research Group,
(April, 2010, Beijing) - International Seminar on Marketing Licenses with
RDPAC (March, 2010, Beijing) - Seminar on the Clinical Trial Supervision of
Biologic Products with BIO (March 24, 2010,
Beijing)
72Progress on the Anti-Counterfeiting Drugs in 2009
73The effectiveness of the joint fight against
counterfeit medicines of chinas 13 ministries
- Joint conference system for inter-ministerial
coordination to combat sales of counterfeit drugs
was set up in April - Three joint committee, one coordinators meeting,
and a national television and telephone
conference were held - 546 illicit networks were closed(MITT)
- 323 registered cases, of which 320 were
solved(Ministry of Public Security) - A number of major and serious criminal cases of
more than 10 million were uncovered - More than 6000 pieces of illegal medical
advertisements were investigated, fined 40
million yuan16,000 cases of illegal advertisers
were investigated, a fine of more than 60
million. Ordered to stop publishing more than
20,000 unlawful sex drugs ad(Trade and industry
Bureau) - 30 people in broadcast organizations have been
dealt with (Radio Division) - 606 times administrative compulsory measures to
suspend false medical advertisements on illegal
sales, revocation of 44 pharmacy license number,
recovery or write-off of 12 health food approval
number. Three internet consumers in the safety
alert bulletin and one illegal drugs, medical
devices notice were released, 75 illegal
businesses were exposed
74Joint Mechanism on Anti-Counterfeiting Activities
among 13 Ministries in China
- Objective to solve the difficult problem that
one single agency cannot deal with counterfeiting
alone.
Ministry of Information Industry To supervise
the information on the internet
Ministry of Public Security, to strengthen the
supervision of cases by referring the
Jurisdiction Explanations
SFDA, to make full use of the joint mechanism
SAIC to strengthen the regulation on drug
advertisement
State Post Office To strengthen the regulation
on mailbox rent and posted drugs
75- The Working Procedure on Joint Mechanism the
Joint Conference on Combat on Counterfeiting
Drugs and the Functions of the Members of Joint
Conference on Combat on Counterfeiting Drugs. - For the combat on counterfeiting drugs
distributed through internet or post system
Notice of the Specific Rectification Campaigns on
Fraudulent Advertisement or Distribution through
Post System and the Implementation Plan.
76- Big Cases (over 10 million RMB)
- Li Bin Case on April 14
- BOZHOU Case on July 19
- SUINING Case (counterfeiting drugs through post
system) - YANTAI Case
- HUZHOU Changxing Website Case
- GUANGZHOU Case
- YANCHENG Case on Internet Sale of Counterfeiting
Drugs
77Documents Issued by Members of the Joint
Mechanism
78Thank you very much!