legal compliance checklist - PowerPoint PPT Presentation

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Title: legal compliance checklist


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legal compliance checklist
http//compliancechecklist.in
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What Legal Compliance mean?
Legal Compliance means an activity that an
Companies needs to perform in order to comply
with the applicable laws.
Shopping
Place order
Make payment
Get checklist
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TYPES OF Compliance
  • One Time - Needs to be done only once by the
    business
  • Periodic - As prescribed in the law (eg
    Weekly, Monthly, Quarterly, Yearly)
  • Ongoing - Needs to be done regularly
  • Event Based - Needs to be done only on occurence
    of specific events/conditions

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Why Legal Compliance is important?
  • New Companies Act substantively raises the bar on
    governance and thrusts greater responsibility and
    obligation on the Board of Directors and
    Management in Indian business
  • Apart from statutory requirements, there are
    other reasons for business to focus on Legal
    Regulatory Compliances such as
  • Compultion from Regulators
  • Media and Shareholders
  • Loss of reputation
  • Cost of non-compliance is higher than cost of
    compliance

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Compliance MANAGEMENT FRAME WORK
POLICY AND PROCEDURERISK AND ASSESMENTTRAINING
AND COMMITMENT
PREVENT
MONITORINGAUDIT OMBUDSPERSON
DETECT
INVESTIGATION COMMUNICATIONIMPROVEMENTS
RESPOND
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CONTACT US
The Capital, 202, B Wing, Baner-Pashan Link
Road, Next to Rolling Hill, Baner Pune -
411045 contactus_at_lexcareglobal.com 91 20
69400480 http//www.lexcareglobal.com
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